Mauro Palumbo, Securities Attorney in the United States
Over 27 years of legal practice
Practicing securities since 1999.
- 27+
- Years practicing
- 1
- Bar admission
Practices in
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Quick answer
Mauro Palumbo is an attorney based in Vancouver, BRITISH COLUMBIA. The practice focuses on Securities. Mauro has over 27 years of legal experience.
- Based in
- Vancouver, BRITISH COLUMBIA
- Experience
- over 27 years
- Known for
- Securities
- Handles Securities matters from Vancouver, BRITISH COLUMBIA.
- Over 27 years of practice as a licensed attorney.
- Recognized with Best Lawyers in America — Securities Law (2026).
About Mauro Palumbo: Mauro Palumbo is an attorney based in Vancouver, BRITISH COLUMBIA. The practice focuses on Securities. Mauro has over 27 years of legal experience.
Areas of practice
Practice areas handled by Mauro Palumbo
Mauro concentrates on securities. Each area below outlines the kind of case Mauro handles, typical outcomes to expect, and how the intake process starts.
Securities cases nationwide
Mauro takes securities matters nationwide. Typical engagements include intake calls to scope the issue, review of any records or filings you already have, and a written strategy memo before Mauro agrees to represent you.
Biography
About Mauro Palumbo — Over 27 years of the U.S. securities experience
Mauro Palumbo is an attorney based in Vancouver, BRITISH COLUMBIA. The practice focuses on Securities. Mauro has over 27 years of legal experience.
Businesses regularly engage in a myriad of complex corporate, commercial and securities transactions. Mauro leverages over two decades of practice to provide creative, strategic and practical solutions to assist issuers, investors and entrepreneurs navigate the complex legal and regulatory issues on matters of commercial, corporate finance and securities law.
Junior issuers and venture investors often negotiate creative corporate, commercial and securities transactions; transactions which require equally creative structures and solutions. Mauro has cultivated long-term relationships with investors, issuers and other capital market participants, and draws upon his experience and those relationships to structure and execute transactions that will achieve his client’s objectives in a timely and cost-effective manner.
Corporate finance and securities law are highly regulated fields, and completing a successful transaction often involves more than understanding and conveying the strict legal requirements to a client. Transactions undertaken in the capital markets often involve many players, and there is nuance and negotiation at every turn. Understanding what the other participants need to achieve is imperative in order to properly advise and guide a party on any such matter, and to obtain a successful result.
Services
- Listings on the TSXV and the Canadian Securities Exchange (“CSE”)
- Public and private debt and equity financings, including initial public offerings, secondary offerings and private placements
- Capital Pool Company Qualifying Transactions on the TSXV
- Mergers and Acquisitions
- Reverse Takeovers
- Asset acquisitions and dispositions of assets
- Assisting and advising reporting and listed issuers on compliance with applicable securities laws, including continuous disclosure requirements, and the policies of the TSXV and CSE
Mauro gains motivation from seeing investors, entrepreneurs and executives persevere through challenges to ultimately succeed in achieving their objectives, and he enjoys working alongside these individuals and his colleagues in a collaborative environment to contribute to his client’s success.
How Mauro handles securities matters
Businesses regularly engage in a myriad of complex corporate, commercial and securities transactions. Mauro leverages over two decades of practice to provide creative, strategic and practical solutions to assist issuers, investors and entrepreneurs navigate the complex legal and regulatory issues on matters of commercial, corporate finance and securities law. Junior issuers and venture investors…
Who Mauro represents
Mauro reviews new inquiries case-by-case for securities matters in the United States.
Jurisdictions
Mauro's state bar admissions
British Columbia, La
1999 · ACTIVE
Recognition
Awards, publications, and recognition of Mauro Palumbo
Mauro has received 1 formal recognition from bar associations, industry bodies, and peer-review services.
Best Lawyers in America — Securities Law
2026
Legal awards and honors
Best Lawyers in America — Securities Law (2026).
Locations
Mauro Palumbo's office in Vancouver
Mauro's primary office is at 885 West Georgia Street, Suite 900, Vancouver, British Columbia. In-person meetings are by appointment; a phone intake usually comes first.
Client feedback
Client reviews of Mauro Palumbo
Mauro has not yet collected verified client reviews on LawyersListed. Reviews here are all from confirmed clients; anonymous ratings are moderated out.
No reviews yet
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Schedule your consultationHiring guide
How to hire Mauro Palumbo — what to expect in your first consultation
Working with a new securities attorney should feel structured. Here's how the first two conversations with Mauro usually go, from the moment you request a consult to the day representation begins.
Consultation formats and pricing
Mauro charges for the initial consult. That fee is credited toward representation if you retain Mauro's office.
What to bring to your first meeting
Bring any documents you already have — police reports, medical records, filed pleadings, correspondence from an insurer, a copy of the contract at issue. If you're not sure, err on the side of bringing everything; Mauro will tell you what matters and what doesn't.
Questions to ask a securities attorney in your state
A short list to run through before you commit: How many securities matters have you handled in the last year? What's your fee structure? Who else in the office will work on this? What's your realistic estimate of timeline and range of outcomes? How do I reach you between meetings?
Fees & payment
Fees, payment methods, and consultation options for Mauro
Mauro discusses fees during intake so the arrangement fits the matter. Contingency, hourly, and flat-fee options are all common in securities practice — ask which fits.
Hourly rates, contingency fees, and flat-fee options
Every securities matter is priced differently. Simple document review might be a flat fee. Injury litigation is often contingency. Complex commercial disputes usually run hourly with a retainer. Mauro confirms the model in the engagement letter before any work starts.
Payment methods and payment plans
Mauro's office accepts standard payment methods. Ask about payment plans if the retainer is a stretch — many securities practices work with clients on structured schedules.
Frequently asked
Frequently asked questions about Mauro Palumbo
How much does it cost to hire Mauro for a securities case?
Cost depends on the type of matter, the fee model (contingency, flat, hourly), and how contested the case becomes. Mauro walks through the likely range during the consult so there are no surprises.
Does Mauro offer a free consultation?
Mauro charges for the initial consult; that fee is credited toward representation if you retain Mauro's office. Some securities attorneys offer free consults — check Mauro's current terms during booking.
How long do securities cases in this state typically take?
Simple securities matters can wrap in a few weeks; disputed cases can run 6–18 months from intake to resolution, longer if the matter goes to trial. Mauro gives a realistic estimate for your facts at the consult — vague answers here are a red flag.
Can Mauro take my case if I'm outside the area?
Mauro evaluates matters case by case. If the venue is outside Mauro's regular jurisdictions, the intake call will confirm whether direct representation or a referral makes more sense.
What should I bring to my first meeting with Mauro?
Bring every document that touches the dispute: contracts, correspondence, police or medical reports, filed pleadings, invoices, photographs, insurance letters. Also bring a written timeline of what happened, in your own words. Mauro will filter what matters — over-preparing at intake is always cheaper than needing a second meeting.
Is Mauro accepting new securities clients right now?
Mauro's intake status shifts week to week. Submit the form; the office will confirm availability or refer the matter out.